大学MOOC 投资银行学（英）(西南财经大学)1461103170 最新慕课完整章节测试答案

Test1

1、单选题：
‏Generally speaking, services offered by investment banks may include____________.​
选项：
A:  Underwriting securities and advisory on mergers and acquisitions
B:  Asset management
C: Trading
D:  All of the above
答案: 【  All of the above】

2、单选题：
​The main business of a commercial bank is________________________.‌
选项：
A: Financial planning
B: Financial advisory
C: Deposit-taking and loan issuance
D: Initial public offering (IPO)
答案: 【 Deposit-taking and loan issuance】

3、单选题：
‍Sometimes investment banks are narrowly defined as financial institutions engaged in_________, which are/is the traditional businesses of investment banks.​
选项：
A: Underwriting securities
B: Advisory on mergers and acquisitions
C: Trading
D: Both A and B
答案: 【 Both A and B】

4、单选题：
‎Historically, U.S. commercial banks were barred from operating investment bank business as was ruled by_______________________. This act was overturned by_______________, which allows a commercial bank to operate both commercial and investment banking business.‎
选项：
A: Glass-Steagall Banking Act; Dodd Frank Act
B: Glass-Steagall Banking Act; Financial Services Modernization Act
C: Financial Services Modernization Act; Glass-Steagall Banking Act 
D: Financial Services Modernization Act; Dodd Frank Act
答案: 【 Glass-Steagall Banking Act; Financial Services Modernization Act】

5、单选题：
Banks that operate both investment banking and commercial banking businesses are called__________________.‎‎‎
选项：
A: Retail banks
B: Pure-play banks
C: Universal banks
D: Merchant banks
答案: 【 Universal banks】

6、单选题：
‎Global investment banks typically have three business divisions, including investment banking division, trading division, and asset management division. ___________________is responsible advising on mergers and acquisitions.‍
选项：
A: The investment banking division
B: The trading division
C: The asset management division
D: All of the above
答案: 【 The investment banking division】

7、单选题：
‍__________________bankers help clients raise funds through the issuance of common stocks. ______________________________bankers help clients